WINDSOR CAPITAL MANAGEMENT, LLC

RIASEC RegisteredEst. 2005

Total AUM

$703M

Discretionary

$703M

100% of AUM

Avg account

$584K

Accounts

1,204

Employees

Advisory reps

Firm details

Headquarters: PHOENIX, Arizona
CRD number: 116593
Registered since: April 28, 2005
Website: www.windsoradvisor.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges
Client types: HNWI53.23%
Individuals35.49%
Pension & Profit Sharing Plans6.55%
Corporations / Businesses3.47%
Charitable Organizations1.27%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting

Firm profile

FINTRX

Overview

Windsor Capital Management, LLC is an independent registered investment adviser that emphasizes equity exposure implemented largely through exchange-traded vehicles. The firm serves both individual and institutional clients and offers comprehensive advisory services that include financial planning, portfolio management for individuals and businesses, and pension consulting. Windsor uses a fee model that combines a percentage of assets under management with hourly charges for advisory work. Investment activity shows a strong preference for broad-market ETF allocations as the primary building blocks of client portfolios, supplemented by selected individual equities and third-party alternative strategies. Windsor is not positioned as an active ESG investor. The firm’s approach appears pragmatic and implementation-focused: low-cost ETFs for core beta and liquidity, select stocks for tactical or concentrated views, and external managers for alternative return streams and credit exposure.