WINDSOR ADVISORY GROUP, LLC

RIASEC RegisteredEst. 2002
Total AUM
$2.9B
Discretionary
$2.9B
99% of AUM
Avg account
$1.7M
Accounts
1,704
Employees
22
Advisory reps
15

Firm details

Headquarters
COLUMBUS, Ohio
CRD number
122266
Registered since
August 8, 2002
Website
windsoradvisorygroup.com
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees, Other
Client types
  • HNWI78.38%
  • Pooled Investment Vehicles11.44%
  • Corporations / Businesses6.97%
  • Individuals1.45%
  • Charitable Organizations1.36%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Windsor Advisory Group, LLC is an independent SEC-registered RIA organized as a limited liability company and in business since 2002. The firm positions itself as a capital allocator for both individuals and families as well as institutional clients, offering financial planning and portfolio management across individual accounts, pooled investment vehicles and institutional mandates. Services explicitly include selection of third‑party advisers, and the firm charges clients via percentage of AUM, fixed fees and other fee arrangements. Windsor is not identified as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

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Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Private Funds 41%, Exchange Traded Equities 24%, Public Funds/Mutual Funds 24%, State & Local Bonds 4%, Non-Exchange Traded Equities 3%, Investment Grade Corp Bonds 2%, US Government Bonds 1%, Cash & Cash Equivalents 1%41%
  • Private Funds41%
  • Exchange Traded Equities24%
  • Public Funds/Mutual Funds24%
  • State & Local Bonds4%
  • Non-Exchange Traded Equities3%

Owners & executives

1 of 1

  • Stephanie Weir

    Chief Compliance OfficerCRD 7718646

Contacts

3 of 14

  • JOHN MOZOLA

    PartnerCRD 5510992

  • Matthew Reber

    AssociateCRD 8035138

  • Alexander Moeslein

    AssociateCRD 8059754

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 66

Active vs passive

$44.5M in ETFs

Passive

85%

$37.6M

Active

13%

$6.9M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE S&P 500 ETF (IVV)BlackRockPassiveLarge Blend$6.4M9,75114.31%
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Location

Primary office

COLUMBUS, OH

FRANKLIN

Location

COLUMBUS, OH

Headquartered in COLUMBUS, OH, anchoring the Columbus-Marion-Zanesville, OH metro in the Midwest.

Metro area
Columbus-Marion-Zanesville, OH
Region
Midwest
County
FRANKLIN
Address
2130 Quarry Trails Dr
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth