Summit Financial Strategies Inc
Firm details
- Headquarters
- Columbus, Ohio
- CRD number
- 110112
- Registered since
- November 15, 1995
- Website
- www.summitfin.com
- Custodians
- CHARLES SCHWAB & CO., INC., NATIONAL FINANCIAL SERVICES LLC
- Fee structure
- Percentage of AUM, Other
- Client types
- HNWI89.06%
- Individuals9.42%
- Pension & Profit Sharing Plans0.88%
- Charitable Organizations0.64%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Summit Financial Strategies Inc is an independent, privately owned registered advisory firm that has been SEC-registered since 1995. The firm positions itself as a capital allocator for high-net-worth individuals, families and institutional clients, offering financial planning alongside discretionary and non-discretionary portfolio management for individuals, small businesses and institutions. Advisory services also include pension consulting and the selection of outside managers, indicating a hybrid approach that combines in-house management with third-party manager relationships. Summit reports a fee model tied to assets under management plus other fee arrangements and does not market itself as an active ESG investor. The firm was named to CNBC’s Top 100 Financial Advisory Firms list in 2019, 2020, 2021 and 2022.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds89%
- Exchange Traded Equities5%
- Cash & Cash Equivalents5%
- Other1%
Owners & executives
3 of 4
Timothy Swain
Partner, Chief Operating OfficerCRD 6186582
Brian Sutliff
Chief Marketing OfficerCRD 4404659
Luke Salcone
Chief Compliance OfficerCRD 6561129
Contacts
3 of 16
Joseph Reardon
Senior Financial AdvisorCRD 2229120
Mark Coffey
PartnerCRD 2121803
Benjamin Murray
Director of PlanningCRD 7190572
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 108Active vs passive
$1.3B in ETFs
48%
$599M
52%
$654M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| DIMENSIONAL INTERNATIONAL CORE EQUITY 2 ETF (DFIC) | Dimensional | Active | Foreign Large Blend | $148M | 3,967,115 | 11.80% |
Location
Columbus, OH
Franklin
Location
Columbus, OH
Headquartered in Columbus, OH, anchoring the Columbus-Marion-Zanesville, OH metro in the Midwest.
- Metro area
- Columbus-Marion-Zanesville, OH
- Region
- Midwest
- County
- Franklin
- Address
- 4111 Worth Ave
- Time zone
- ET (UTC-5)
- Office locations
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