WINDJAMMER CAPITAL INVESTORS

RIASEC RegisteredEst. 2012
Total AUM
$3.1B
Discretionary
$3.1B
100% of AUM
Avg account
$345M
Accounts
9
Employees
27
Advisory reps
3

Firm details

Headquarters
NEWPORT BEACH, California
CRD number
160396
Registered since
March 16, 2012
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Windjammer Capital Investors operates as a limited partnership focused on managing pooled private investment vehicles for institutional clients. Formed and SEC-registered in 2012, the firm acts as sponsor, general partner and managing member of its funds, concentrating on private equity as its core product while also engaging with third‑party managers. Its advisory activity is centered on portfolio management for pooled investment vehicles rather than direct retail advisory. The firm reports active ESG integration into its investment process and uses a fee model combining a percentage of assets under management with performance‑based fees typical of private fund structures. Windjammer’s client base is institutional, and its business model reflects a capital‑provider and manager role: raising and operating closed‑end private equity funds, overseeing fund-level governance and deploying capital across sponsored vehicles. The firm’s regulatory profile indicates it is not structured as a multi‑state registered adviser for retail accounts, underscoring its focus on institutional limited partners and pooled fund administration.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • SHANNON MOFFETT

    CFO & CCOCRD 7437668

Contacts

2 of 2
  • GREGORY BONDICK

    Managing PrincipalCRD 6923742

  • JEFFREY MIEHE

    Managing PrincipalCRD 2489166

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

NEWPORT BEACH, CA

ORANGE

Location

NEWPORT BEACH, CA

Headquartered in NEWPORT BEACH, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
ORANGE
Address
840 Newport Center Dr
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth