ROW ASSET MANAGEMENT, LLC

RIASEC RegisteredEst. 2013
Total AUM
$2.5B
Discretionary
$2.5B
100% of AUM
Avg account
$182M
Accounts
14
Employees
20
Advisory reps
5

Firm details

Headquarters
NEWPORT BEACH, California
CRD number
168336
Registered since
July 15, 2013
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles91.43%
  • Corporations / Businesses8.57%
Services
Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

ROW Asset Management, LLC operates as a hedge-fund style adviser and registered CPO/CTA that manages pooled vehicles for institutional clients. The firm emphasizes active, derivative-driven portfolio management and serves as sponsor/GP or managing member of its funds. Its fee model combines a percentage of assets under management with performance-based fees, consistent with incentive-aligned hedge fund structures. Investment activity centers on liquid markets and instruments that can be accessed through derivatives—futures and swaps are a core implementation tool—alongside direct commodity exposures, with explicit allocations to oil and gas-related strategies. ROW’s regulatory filing indicates it does not position itself as an ESG investor. The adviser’s client base is concentrated and institutionally oriented, reflecting a business built around a small number of large, bespoke relationships rather than a broad retail client platform.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Derivatives 100%100%
  • Derivatives100%

Owners & executives

3 of 3
  • MONICA PAULAY

    Chief Financial OfficerCRD 4852662

  • Saurabh Kumar

    Chief Operating OfficerCRD 7715841

  • RYAN OGRADY

    Founder and CEOCRD 2868104

Contacts

2 of 2
  • LAURIE PISANO

    CCOCRD 6456938

  • JEFFREY WEISER

    President & FounderCRD 3168347

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

NEWPORT BEACH, CA

ORANGE

Location

NEWPORT BEACH, CA

Headquartered in NEWPORT BEACH, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
ORANGE
Address
450 Newport Center Dr
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth