Wind & Rose, LLC

Overview

Wind & Rose, LLC is an independent registered investment adviser operating as a limited liability company that serves both individual/family and institutional clients. The firm provides financial planning and discretionary portfolio management across individual accounts, pooled investment vehicles and small-business or institutional mandates. Fee arrangements are flexible and include a percentage of assets under management, hourly billing and performance-based fees — the latter consistent with the firm’s role as manager of a private hedge fund. Investment activity centers on a mix of public mutual funds and alternative strategies. Public funds constitute the most commonly used asset type inside separately managed accounts, while the firm’s private vehicle activity (a hedge fund) represents the largest single pool of assets under management. Wind & Rose reports it is not an active ESG investor and does not operate as a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices