Faust Capital Management, LLC

RIASEC Registered
Total AUM
$13.2M
Discretionary
$13.2M
100% of AUM
Avg account
$1M
Accounts
13
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
150372
Fee structure
Percentage of AUM
Client types
  • Individuals91.99%
  • HNWI8.01%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Faust Capital Management, LLC is a small, single-office registered investment adviser that focuses on discretionary portfolio management for individuals and small businesses. The firm is individually owned and charges fees as a percentage of assets under management. Investment emphasis is on equities—both exchange-traded instruments and pooled mutual funds—rather than on ESG mandates or pension consulting. Filings indicate a preference for liquid, equity-oriented strategies delivered through separately managed accounts and pooled vehicles rather than broad allocations to private or illiquid alternatives. Manager allocation priorities center on public-market equity exposure. The firm appears to construct client portfolios around exchange-traded equities and mutual funds, tailoring allocations to individual client needs rather than offering a large menu of third‑party alternative managers. Faust Capital Management, LLC does not present itself as a multi-state or institutional pension consultant; its client base is primarily individuals and families.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 50%, Public Funds/Mutual Funds 45%, Cash & Cash Equivalents 5%50%
  • Exchange Traded Equities50%
  • Public Funds/Mutual Funds45%
  • Cash & Cash Equivalents5%

Contacts

1 of 1
  • Richard Faust

    Richard Faust

    PresidentCRD 2578435

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

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Location

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Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth