Wincoram Asset Management LLC

RIASEC RegisteredEst. 2021
Total AUM
$8.2B
Discretionary
$7.3B
89% of AUM
Avg account
$431M
Accounts
19
Employees
28
Advisory reps
4

Firm details

Headquarters
Houston, Texas
CRD number
312425
Registered since
April 23, 2021
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles88.69%
  • Insurance Companies7.57%
  • Corporations / Businesses3.73%
Services
Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Wincoram Asset Management LLC is a privately held institutional registered investment adviser that began SEC registration in 2021 and operates as an LLC. The firm serves institutional clients and positions itself to manage pooled investment vehicles and provide portfolio management for businesses or other institutions. Compensation is primarily a percentage of assets under management with the potential for performance-based fees. The adviser is not organized as a capital allocator and does not present itself as an active ESG investor. It is not registered as a multi-state adviser and is not identified as a pension consultant or related adviser. Filings indicate a mix of industry relationships: Wincoram is affiliated with broker-dealers, other investment advisers, commodity pool operators/CTAs, banking or thrift institutions, trust companies, insurance companies and also acts as a sponsor or GP/managing member of pooled investment vehicles.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Private Funds 67%, Non-Exchange Traded Equities 33%67%
  • Private Funds67%
  • Non-Exchange Traded Equities33%

Owners & executives

3 of 3
  • Ross Stevens

    Founder and CEOCRD 2677566

  • Tomer Seifan

    Chief Financial OfficerCRD 4945712

  • Lauren Macioce

    General Counsel & Chief Compliance OfficerCRD 6621248

Contacts

1 of 1
  • Paul Germain

    Paul Germain

    PresidentCRD 2931495

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Houston, TX

Harris

Location

Houston, TX

Headquartered in Houston, TX, anchoring the Houston-The Woodlands, TX metro in the South.

Metro area
Houston-The Woodlands, TX
Region
South
County
Harris
Address
777 Post Oak Blvd
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth