Whitebox Advisors LLC

RIASEC Registered

Total AUM

$15.7B

Discretionary

$15.7B

100% of AUM

Avg account

$984M

Accounts

16

Employees

67

Advisory reps

8

Firm details

Headquarters: Minneapolis, Minnesota
CRD number: 121995
Registered since: January 31, 2006
Website: www.whiteboxadvisors.com
Fee structure: Percentage of AUM, Performance Based Fees
Client types: Pooled Investment Vehicles100%
Services: Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Whitebox Advisors LLC is a privately organized investment manager that operates as a hedge fund and securitized-asset manager as well as a multi-strategy fund manager. The firm is registered with the SEC (initial registration 2006) and primarily services institutional clients. It manages pooled investment vehicles and also functions in commodity pool operator/commodity trading advisor (CPO/CTA) capacities. Compensation structures combine asset-based fees with performance-linked fees. The firm does not identify itself as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Owners & executives

Contacts

Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

ETF holdings

1 of 3

Active vs passive

$4.4M in ETFs

Passive

31%

$1.3M

Active

0%

$3M

ETF	Provider	Style	Category	Value	Shares	% of portfolio
GLOBAL X MSCI COLOMBIA ETF (COLO)	GlobalX			$3M	72,542	69.34%

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Primary office

Minneapolis, MN

Hennepin

Location

Minneapolis, MN

Headquartered in Minneapolis, MN, anchoring the Minneapolis-St. Paul, MN-WI metro in the Midwest.

Metro area: Minneapolis-St. Paul, MN-WI
Region: Midwest
County: Hennepin
Address: 3033 Excelsior Blvd
Time zone: CT (UTC-6)
Office locations

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