AB CARVAL INVESTORS, LP

RIASEC RegisteredEst. 2010
Total AUM
$18.4B
Discretionary
$13.8B
75% of AUM
Avg account
$267M
Accounts
69
Employees
169
Advisory reps
6

Firm details

Headquarters
MINNEAPOLIS, Minnesota
CRD number
141819
Registered since
October 27, 2010
Custodians
J.P. MORGAN SECURITIES INC., THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles72.51%
  • Other25.25%
  • Investment Companies2.24%
Services
Portfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

AB Carval Investors, LP is a limited partnership operating as a hedge fund manager that serves institutional clients. The firm runs a mix of pooled vehicles and separate account mandates and performs portfolio management for investment companies, pooled investment vehicles and for businesses or institutions. Its compensation structure combines a percentage-of-assets management fee with performance-based fees, consistent with an active, incentive-driven hedge fund model. The adviser is also registered as a commodity pool operator/commodity trading advisor and has multiple industry roles—acting as sponsor or general partner of pooled vehicles and maintaining relationships across broker-dealers, trust companies and insurance companies. ESG factors are flagged as an active consideration in the firm’s process, suggesting environmental, social and governance criteria are integrated into investment selection or engagement practices. The firm’s activity profile points to an emphasis on alternatives and privately managed strategies, with public equity holdings representing only a small portion of its capital deployment.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Other 100%100%
  • Other100%

Owners & executives

3 of 3
  • CHRISTOPHER HEDBERG

    Principal & Chief Operating OfficerCRD 2263364

  • BRANDYNN MORRIS

    Chief Financial OfficerCRD 7718124

  • CHRISTIE OBERG

    Chief Compliance OfficerCRD 7606296

Contacts

3 of 3
  • MATTHEW BOGART

    Principal & General CounselCRD 5854623

  • JODY GUNDERSON

    Managing PrincipalCRD 6678102

  • LUCAS DETOR

    Managing PrincipalCRD 4226286

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

MINNEAPOLIS, MN

HENNEPIN

Location

MINNEAPOLIS, MN

Headquartered in MINNEAPOLIS, MN, anchoring the Minneapolis-St. Paul, MN-WI metro in the Midwest.

Metro area
Minneapolis-St. Paul, MN-WI
Region
Midwest
County
HENNEPIN
Address
1601 Utica Ave S
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth