WHEELER RETIREMENT PLANS LLC

RIASEC RegisteredEst. 2023

Total AUM

$618M

Discretionary

$618M

100% of AUM

Avg account

$7.9M

Accounts

Employees

Advisory reps

Firm details

Headquarters: DULUTH, Minnesota
CRD number: 327889
Registered since: September 15, 2023
Custodians: THE STANDARD, ASCENSUS TRUST, FIDELITY ASSET MANAGEMENT, T. ROWE PRICE INVESTMENT SERVICES, INC.
Fee structure: Percentage of AUM, Fixed Fees
Client types: Pension & Profit Sharing Plans72.25%
Pooled Investment Vehicles27.75%
Services: Portfolio Management for Institutional ClientsPension Consulting

Firm profile

FINTRX

Overview

Wheeler Retirement Plans LLC is an institutional-focused advisory firm formed as a limited liability company that provides portfolio management for businesses and institutions along with pension consulting services. The firm’s filing emphasizes management of retirement-plan assets through discretionary mandates, with investment activity concentrated in pooled public funds and separately managed accounts centered on mutual funds. Fee arrangements include both a percentage-of-assets model and fixed fees, reflecting a mix of ongoing advisory relationships and project-based consulting work. The firm does not identify itself as an active ESG investor and is not listed as a multi-state adviser; it is categorized as an individual-owned entity and was SEC-registered in 2023.