Wharton Wealth Planning, LLC

RIASEC RegisteredEst. 2026

Total AUM

$36.9M

Discretionary

$34.8M

94% of AUM

Avg account

$1.8M

Accounts

Employees

Advisory reps

Firm details

Headquarters: New York, New York
CRD number: 319716
Registered since: April 9, 2026
Website: whartonwealthplanning.com
Custodians: INTERACTIVE BROKERS LLC, CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI96.08%
Individuals3.92%
Services: Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Wharton Wealth Planning, LLC is an independent, owner-operated registered investment adviser that serves individual and family clients. The firm offers financial planning and portfolio management for individuals and small businesses and operates a fee mix that includes a percentage of AUM, hourly charges and fixed fees. Wharton Wealth Planning is registered with the SEC (SEC registration listed as 2026) and identifies as an active ESG investor. The firm does not position itself as a capital allocator and is not registered as a multi-state adviser. Its business model centers on direct advisory relationships rather than large-scale institutional or pension work.