Wharton Wealth Planning, LLC
Firm details
- Headquarters
- New York, New York
- CRD number
- 319716
- Registered since
- April 9, 2026
- Website
- whartonwealthplanning.com
- Custodians
- INTERACTIVE BROKERS LLC, CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI96.08%
- Individuals3.92%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Wharton Wealth Planning, LLC is an independent registered investment adviser organized as an LLC and owned by an individual. The firm is SEC-registered (registration year listed as 2026) and focuses its client work on individuals and families. Its advisory services emphasize financial planning and discretionary portfolio management for individuals and small businesses. Fee arrangements include a percentage of assets under management as well as hourly and fixed-fee engagements. The firm identifies itself as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds75%
- Exchange Traded Equities24%
- Cash & Cash Equivalents1%
Contacts
1 of 1
David Rosenstrock
Director of Financial Planning and InvestmentsCRD 5234422
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
New York, NY
New York
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- New York
- Address
- 3 Columbus Cir
- Time zone
- ET (UTC-5)
- Office locations
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