Berenberg Asset Management LLC
Firm details
- Headquarters
- New York, New York
- CRD number
- 171274
- Registered since
- July 15, 2014
- Website
- www.berenberg.de
- Custodians
- PRINCIPAL SECURITIES, INC.
- Fee structure
- Percentage of AUM
- Client types
- Corporations / Businesses100%
- Services
- Portfolio Management for Institutional ClientsPension Consulting
Firm profile
FINTRXOverview
Berenberg Asset Management LLC is an SEC-registered limited liability company that began registration in 2014. Ownership includes a mix of a foreign entity and an individual. The firm charges fees as a percentage of assets under management and identifies portfolio management for businesses or institutions and pension consulting services among its advisory activities. It does not market itself as an ESG-driven manager, does not operate as a multi-state adviser, and is not flagged as a capital allocator. Regulatory and business affiliations reported include relationships with a broker-dealer, other investment advisers, a banking or thrift institution, and activity as a sponsor or general partner of pooled investment vehicles. These linkages suggest the firm participates across intermediated and sponsored investment structures rather than operating solely as a standalone retail RIA.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Investment Grade Corp Bonds60%
- US Government Bonds14%
- Other13%
- Sovereign Bonds12%
- Cash & Cash Equivalents1%
Owners & executives
2 of 2
Jens Willershausen
Chief Compliance OfficerCRD 7648630

Lars Schwartau
Co-CEOCRD 6483384
Contacts
2 of 2Gregory Shamalov
Head of FinanceCRD 7664290

Zachary Brantly
Head of US Investment BankingCRD 6343999
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
New York, NY
New York
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- New York
- Address
- 1251 6th Ave
- Time zone
- ET (UTC-5)
- Office locations
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