WHARTON MIDMARKET INVESTMENT ADVISORS INC
Firm details
- Headquarters
- WOODBRIDGE, Connecticut
- CRD number
- 301186
- Registered since
- May 24, 2019
- Custodians
- RAYMOND JAMES & ASSOCIATES, INC.
- Fee structure
- Percentage of AUM, Hourly Charges
- Client types
- HNWI96.77%
- Corporations / Businesses2.83%
- Individuals0.39%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Wharton Midmarket Investment Advisors Inc is a corporation registered with the SEC since 2019 that serves individual, family and institutional clients. The firm operates as a registered representative of a broker-dealer while providing financial planning and portfolio management for individuals and small businesses. Its ownership is listed as individual and its fee arrangements combine a percentage of assets under management and hourly charges. The firm reports it is not an active ESG investor and is not registered as a multi-state adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities61%
- US Government Bonds36%
- Cash & Cash Equivalents3%
- Public Funds/Mutual Funds1%
Contacts
2 of 2DOUGLAS HARRIGAN
Managing DirectorCRD 1991560
PAUL HARRIGAN
Managing DirectorCRD 6039178
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
WOODBRIDGE, CT
NEW HAVEN
Location
WOODBRIDGE, CT
Headquartered in WOODBRIDGE, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- NEW HAVEN
- Address
- 27 Brook Rd
- Time zone
- ET (UTC-5)
- Office locations
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