Westwind Capital
Firm details
- Headquarters
- Las Cruces, New Mexico
- CRD number
- 106802
- Registered since
- April 7, 1993
- Website
- ww-capital.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- HNWI65.98%
- Individuals26.7%
- Corporations / Businesses3.14%
- Pension & Profit Sharing Plans2.75%
- Charitable Organizations1.43%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Westwind Capital is an independent registered investment adviser formed in 1993 and organized as a corporation with individual ownership. The firm serves both high-net-worth individuals and families as well as institutional clients. Its fee model is a percentage of assets under management and its advisory scope covers financial planning plus discretionary portfolio management for individuals, small businesses, pooled investment vehicles and institutional or business clients. Westwind does not identify as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities57%
- State & Local Bonds20%
- US Government Bonds9%
- Cash & Cash Equivalents8%
- Public Funds/Mutual Funds5%
Owners & executives
1 of 1
Sheila Walton
CFO and Chief Compliance OfficerCRD 2754786
Contacts
3 of 6
Eric Walton
President & Managing PartnerCRD 4415201
Jolie Tixier
Investment Adviser RepresentativeCRD 7521051
Scott Lieberwirth
Investment AdvisorCRD 7308268
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 13Active vs passive
$70.6M in ETFs
31%
$21.8M
0%
$48.9M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) SPDR(R) PORTFOLIO S&P 500(R) ETF (SPYM) | State Street | $21.7M | 247,379 | 30.78% |
Location
Las Cruces, NM
Dona Ana
Location
Las Cruces, NM
Headquartered in Las Cruces, NM, anchoring the El Paso-Las Cruces, TX-NM metro in the West.
- Metro area
- El Paso-Las Cruces, TX-NM
- Region
- West
- County
- Dona Ana
- Address
- 1800 S Telshor Blvd
- Time zone
- MT (UTC-7)
- Office locations
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