JOHN MOORE & ASSOCIATES INC
Firm details
- Headquarters
- ALBUQUERQUE, New Mexico
- CRD number
- 109791
- Registered since
- January 9, 1998
- Website
- www.johnmoore.com
- Custodians
- RAYMOND JAMES & ASSOCIATES, INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI82.02%
- Individuals15.8%
- Corporations / Businesses1.35%
- Pension & Profit Sharing Plans0.56%
- Charitable Organizations0.27%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
John Moore & Associates Inc. is an independent, SEC-registered registered investment adviser operating as a corporation since 1998. The firm acts as a capital allocator and serves both individual and family clients as well as institutional clients. Its fee arrangements include AUM-based charges and fixed fees. Core advisory services reported on the ADV include financial planning, portfolio management for individuals/small businesses and for businesses or institutions, pension consulting, and selection of other advisers. The firm does not self-identify as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities46%
- Non-Exchange Traded Equities35%
- Cash & Cash Equivalents8%
- State & Local Bonds6%
- Investment Grade Corp Bonds3%
Owners & executives
1 of 1JAMI SCHWALM
Chief Compliance OfficerCRD 4296477
Contacts
3 of 6BRIAN COCHRAN
Financial PlannerCRD 5152084
John Onesti
Financial PlannerCRD 4288152
GREG HARTENBOWER
Senior Client Services ManagerCRD 2017584
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
ALBUQUERQUE, NM
BERNALILLO
Location
ALBUQUERQUE, NM
Headquartered in ALBUQUERQUE, NM, anchoring the Albuquerque-Santa Fe-Las Vegas, NM metro in the West.
- Metro area
- Albuquerque-Santa Fe-Las Vegas, NM
- Region
- West
- County
- BERNALILLO
- Address
- 8220 San Pedro Dr NE
- Time zone
- MT (UTC-7)
- Office locations
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