WESTPAC CAPITAL MARKETS LLC

Broker-DealerFINRA MemberEst. 2013
Total AUM
Advisory reps
17
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
164763
Registered since
January 15, 2013

Firm profile

FINTRX

Overview

Westpac Capital Markets LLC is a limited liability company that appears on the SEC registration roll with an initial registration year of 2013. The firm's public record classifies it as "Unclassified" and identifies its owner type as a domestic entity and individual. Regulatory fields indicate the firm does not act as a capital allocator and is not flagged as an active ESG investor; it is also not listed as a multi-state adviser, newly formed adviser, pension consultant, or related adviser.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • SUSAN PORTES

    Chief Compliance OfficerCRD 1925615

  • MARK VAN DER GRIEND

    Chief Executive OfficerCRD 2319152

Contacts

3 of 15
  • Zachary Kosovich

    Senior AssociateCRD 8083546

  • JEFFREY LAWRENCE MASOR

    BSA/AML Compliance OfficerCRD 6500490

  • JOHN MCMAHON

    DirectorCRD 4759502

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
390 Park Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth