Westpac Capital Markets LLC

Broker-DealerFINRA MemberEst. 2013
Total AUM
Advisory reps
17
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
164763
Registered since
January 15, 2013

Firm profile

FINTRX

Overview

Westpac Capital Markets LLC is organized as a limited liability company and has been registered with the SEC since 2013. Publicly available data on the firm's business and advisory activities is sparse; filings classify the entity as "unclassified" and list the owner type as a domestic entity and individual. Available disclosures indicate the firm does not identify as a capital allocator and is not flagged as an active ESG investor. It also does not report being a multistate or newly formed adviser, nor a pension consultant or related adviser in the records reviewed.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Susan Portes

    Chief Compliance OfficerCRD 1925615

  • Mark Van Der Griend

    Mark Van Der Griend

    Chief Executive OfficerCRD 2319152

Contacts

3 of 15
  • Zachary Kosovich

    Zachary Kosovich

    Senior AssociateCRD 8083546

  • Jeffrey Lawrence Masor

    BSA/AML Compliance OfficerCRD 6500490

  • John Mcmahon

    John Mcmahon

    DirectorCRD 4759502

Unlock 12 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
390 Park Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth