Westminster Financial Securities, Inc.

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
58
Avg account
$0

Firm details

Headquarters
Dayton, Ohio
CRD number
20677
Registered since
October 2, 1987

Firm profile

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Overview

Westminster Financial Securities, Inc. is organized as a corporation with ownership listed as both a domestic entity and an individual. The firm's internal classification is recorded as unclassified. Available records indicate it does not act as a capital allocator and is not identified as an active ESG investor. Other operational flags include: not designated as a multi-state adviser, not newly formed, not listed as a pension consultant, and not recorded as a related adviser. Disclosure about the firm's client mix, fee structure, core business activities and advisory services is not provided in the available data. That limits visibility into how the firm sources clients, charges for services, or structures its investment programs.

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 7
  • Mary Ferguson

    Chief Compliance OfficerCRD 4463477

  • Edward Laughlin

    Edward Laughlin

    Chief Investment OfficerCRD 303560

  • Lawrence Brazie

    Lawrence Brazie

    Chairman & CEOCRD 857097

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Contacts

3 of 51
  • Sophie Helenek

    Sophie Helenek

    Financial AdvisorCRD 5126715

  • Gregory Johnson

    Gregory Johnson

    Senior Wealth AdvisorCRD 5178491

  • Peter Bittermann

    Peter Bittermann

    Registered RepresentativeCRD 4153389

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Dayton, OH

Montgomery

Location

Dayton, OH

Headquartered in Dayton, OH, anchoring the Dayton-Springfield-Kettering, OH metro in the Midwest.

Metro area
Dayton-Springfield-Kettering, OH
Region
Midwest
County
Montgomery
Address
50 Chestnut St
Time zone
ET (UTC-5)
Office locations

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