Westminster Financial Securities, Inc.

Broker-DealerFINRA MemberEst. 1987
Total AUM
Advisory reps
57
Avg account
$0

Firm details

Headquarters
Dayton, Ohio
CRD number
20677
Registered since
October 2, 1987

Firm profile

FINTRX

Overview

Westminster Financial Securities, Inc. is organized as a corporation and has been SEC-registered since 1987. Ownership is listed as a mix of a domestic entity and an individual. Public disclosures classify the firm as unclassified and identify it as not functioning as a capital allocator. It is not flagged as an active ESG investor, not registered as a multi-state adviser, and is not described as a pension consultant or as a related adviser. The firm has provided limited public detail on its business model, client segments, fee schedule, or specific advisory activities.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 7
  • Mary Ferguson

    Chief Compliance OfficerCRD 4463477

  • Edward Laughlin

    Edward Laughlin

    Chief Investment OfficerCRD 303560

  • Lawrence Brazie

    Lawrence Brazie

    Chairman & CEOCRD 857097

Unlock 4 more executives

Contacts

3 of 50
  • Sophie Helenek

    Sophie Helenek

    Financial AdvisorCRD 5126715

  • Gregory Johnson

    Gregory Johnson

    Senior Wealth AdvisorCRD 5178491

  • Peter Bittermann

    Peter Bittermann

    Registered RepresentativeCRD 4153389

Unlock 47 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Dayton, OH

Montgomery

Location

Dayton, OH

Headquartered in Dayton, OH, anchoring the Dayton-Springfield-Kettering, OH metro in the Midwest.

Metro area
Dayton-Springfield-Kettering, OH
Region
Midwest
County
Montgomery
Address
50 Chestnut St
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth