Westminster Financial Securities, Inc.
Firm details
- Headquarters
- Dayton, Ohio
- CRD number
- 20677
- Registered since
- October 2, 1987
- Website
- www.westminsterfinancial.com
Firm profile
FINTRXOverview
Westminster Financial Securities, Inc. is organized as a corporation and has been SEC-registered since 1987. Ownership is listed as a mix of a domestic entity and an individual. Public disclosures classify the firm as unclassified and identify it as not functioning as a capital allocator. It is not flagged as an active ESG investor, not registered as a multi-state adviser, and is not described as a pension consultant or as a related adviser. The firm has provided limited public detail on its business model, client segments, fee schedule, or specific advisory activities.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 7Mary Ferguson
Chief Compliance OfficerCRD 4463477

Edward Laughlin
Chief Investment OfficerCRD 303560

Lawrence Brazie
Chairman & CEOCRD 857097
Contacts
3 of 50
Sophie Helenek
Financial AdvisorCRD 5126715
Gregory Johnson
Senior Wealth AdvisorCRD 5178491

Peter Bittermann
Registered RepresentativeCRD 4153389
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Dayton, OH
Montgomery
Location
Dayton, OH
Headquartered in Dayton, OH, anchoring the Dayton-Springfield-Kettering, OH metro in the Midwest.
- Metro area
- Dayton-Springfield-Kettering, OH
- Region
- Midwest
- County
- Montgomery
- Address
- 50 Chestnut St
- Time zone
- ET (UTC-5)
- Office locations
Similar firms
Jpmorgan Distribution Services, Inc.
Broker-DealerColumbus, OH
Omni Financial Securities, Inc.
Broker-DealerColumbus, OH
Meeder Distribution Services, Inc.
Broker-DealerDublin, OH
MGO Securities Corp.
Broker-DealerBeachwood, OH
SKA Securities, Inc.
Broker-DealerFairview Park, OH
American Heritage Securities, Inc.
Broker-DealerAkron, OH