WEST FINANCIAL SERVICES, INC.

RIASEC RegisteredEst. 2005

Total AUM

$2.8B

Discretionary

$2.8B

99% of AUM

Avg account

$1M

Accounts

2,766

Employees

Advisory reps

Firm details

Headquarters: MCLEAN, Virginia
CRD number: 137497
Registered since: October 3, 2005
Website: www.westfinancial.com
Custodians: FIDELITY DISTRIBUTORS COMPANY LLC, CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI89.24%
Individuals5.25%
Corporations / Businesses4.82%
Pension & Profit Sharing Plans0.66%
Charitable Organizations0.03%
Services: Financial PlanningPortfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

West Financial Services, Inc. is an independent registered investment adviser that manages wealth for high-net-worth individuals, families and institutional clients. Registered with the SEC since 2005, the firm combines financial planning, portfolio management for individuals and small businesses, and pension consulting. Fee arrangements include percentage-of-AUM, hourly and fixed-fee engagements. The firm favors equities as its primary allocation focus and runs separately managed account (SMA) structures alongside pooled mutual fund exposures. West Financial Services does not position itself as an ESG-focused investor. It maintains relationships with other investment advisers, banking or thrift institutions and trust companies to support custody, trust administration and related services. The firm was recognized in 2020 by the Financial Times (Top 300 RIA Firms) and by FA Magazine (Top RIA Firms).