West Financial Services, Inc.

RIASEC RegisteredEst. 2005

Total AUM

$2.8B

Discretionary

$2.8B

99% of AUM

Avg account

$1M

Accounts

2,766

Employees

Advisory reps

Firm details

Headquarters: Mclean, Virginia
CRD number: 137497
Registered since: October 3, 2005
Website: www.westfinancial.com
Custodians: FIDELITY DISTRIBUTORS COMPANY LLC, CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI89.24%
Individuals5.25%
Corporations / Businesses4.82%
Pension & Profit Sharing Plans0.66%
Charitable Organizations0.03%
Services: Financial PlanningPortfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

West Financial Services, Inc. is an independent, SEC‑registered registered investment adviser (since 2005) that serves both individual and family clients as well as institutional accounts. The firm offers financial planning, portfolio management for individuals and small businesses, and pension consulting services. Its fee arrangements include percentage‑of‑AUM billing alongside hourly and fixed‑fee engagements, reflecting a mix of ongoing wealth management and project work. FINTRX notes the firm is not an active ESG investor. Two industry recognitions appear on the record: inclusion in Financial Times’ Top 300 RIA Firms (2020) and a Top RIA Firms mention from Financial Advisor Magazine (2020).