West Financial Services, Inc.

RIASEC RegisteredEst. 2005

Total AUM

$2.8B

Discretionary

$2.8B

99% of AUM

Avg account

$1M

Accounts

2,766

Employees

Advisory reps

Firm details

Headquarters: Mclean, Virginia
CRD number: 137497
Registered since: October 3, 2005
Website: www.westfinancial.com
Custodians: FIDELITY DISTRIBUTORS COMPANY LLC, CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI89.24%
Individuals5.25%
Corporations / Businesses4.82%
Pension & Profit Sharing Plans0.66%
Charitable Organizations0.03%
Services: Financial PlanningPortfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

West Financial Services, Inc. is an independent registered investment adviser that has been SEC-registered since 2005. The firm serves both individual and family clients as well as institutional accounts, offering financial planning, portfolio management for individuals and small businesses, and pension consulting services. Ownership is reported as a mix of a domestic entity and individual ownership. Fee arrangements include percentage-of-AUM billing alongside hourly and fixed-fee engagements. The firm is not identified as a capital allocator and is not listed as an active ESG investor. Industry relationships reported include affiliations with another investment adviser, a banking or thrift institution, and a trust company. West Financial Services received industry recognition in 2020, appearing on the Financial Times’ Top 300 RIA Firms list and on FA Magazine’s Top RIA Firms list.