West Financial Services, Inc.

RIASEC RegisteredEst. 2005

Total AUM

$2.8B

Discretionary

$2.8B

99% of AUM

Avg account

$1M

Accounts

2,766

Employees

Advisory reps

Firm details

Headquarters: Mclean, Virginia
CRD number: 137497
Registered since: October 3, 2005
Website: www.westfinancial.com
Custodians: FIDELITY DISTRIBUTORS COMPANY LLC, CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI89.24%
Individuals5.25%
Corporations / Businesses4.82%
Pension & Profit Sharing Plans0.66%
Charitable Organizations0.03%
Services: Financial PlanningPortfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

West Financial Services, Inc. is an independent, SEC-registered advisory corporation that has been operating since 2005. The firm serves both individual & family clients and institutional accounts, delivering financial planning, portfolio management for individuals and small businesses, and pension consulting. It charges clients via asset-based fees as well as hourly and fixed-fee arrangements. The firm reports no active ESG investing program and indicates it does not act as a capital allocator; instead, it places client capital into external managers and pooled vehicles when alternatives are used. West Financial Services lists ties to other investment advisers, banking/thrift institutions, and trust companies as industry affiliations. Two industry recognitions are recorded for 2020: inclusion in Financial Times’ Top 300 RIA Firms and a Top RIA Firms mention in FA Magazine.