Wellspring Investing

RIASEC Registered
Total AUM
$8M
Discretionary
$8M
100% of AUM
Avg account
$1M
Accounts
8
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
338370
Custodians
INTERACTIVE BROKERS LLC, CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI99.88%
  • Individuals0.12%
Services
Financial PlanningPortfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

Wellspring Investing is an independent registered investment adviser organized as a limited liability company and owned by an individual. The firm serves individual and family clients and bills using a mix of percentage-of-AUM and fixed-fee arrangements. Its ADV lists core advisory activities as financial planning, portfolio management for individuals and small businesses, and pension consulting services; the firm is not identified as a multi-state adviser and does not position itself as a capital allocator. Wellspring does not report active ESG investing as part of its stated approach.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 95%, Derivatives 5%95%
  • Exchange Traded Equities95%
  • Derivatives5%

Owners & executives

1 of 1
  • Austin Hilliker

    Austin Hilliker

    Managing Member And Chief Compliance OfficerCRD 8157382

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

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Location

, null

Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth