Batley & Associates

Overview

Batley & Associates is a small, fee-based registered adviser operating as a sole proprietorship that focuses on discretionary portfolio management for individuals, families and small businesses. The firm’s investment activity is centered on pooled public funds and mutual funds, using those vehicles to build diversified exposures rather than concentrating in direct stock picks. Batley & Associates does not position itself as an ESG specialist and does not appear to operate across multiple states; its mandate is straightforward: construct and manage client portfolios on a percentage-of-AUM fee basis with an emphasis on broad mutual fund allocations and conservative implementation choices such as annuity products where appropriate. The firm’s allocation approach favors readily accessible, conventional strategies—mutual funds and public fund wrappers that simplify asset allocation, rebalancing and tax handling for smaller, concentrated client bases. Given its scale and client profile, the adviser likely prioritizes simplicity, cost-aware fund selection and income or capital-preservation solutions for clients who are not seeking complex alternative or institutional-style exposures.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices