Wellington Funds Distributors Inc.

Broker-DealerFINRA MemberEst. 2010
Total AUM
Advisory reps
79
Avg account
$0

Firm details

Headquarters
Boston, Massachusetts
CRD number
152768
Registered since
August 6, 2010

Firm profile

FINTRX

Overview

Wellington Funds Distributors Inc. is organized as a corporation and is classified as a fund distributor rather than an asset manager or investment adviser. The firm registered with the SEC in 2010. Ownership is listed as a combination of a domestic entity and an individual. According to available filings, the firm does not act as a capital allocator, does not position itself as an ESG investor, and is not identified as a multi-state or related adviser. The business profile and public disclosures emphasize distribution activity rather than portfolio management or advisory services. Several advisory-related flags are negative (not a pension consultant, not newly formed as an adviser), which is consistent with a role focused on distributing pooled investment products rather than managing client portfolios directly.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Sara Ann Martin

    Chief Legal OfficerCRD 7469775

Contacts

3 of 78
  • Elizabeth Teborek

    Elizabeth Teborek

    Relationship ManagerCRD 5584864

  • Michael Mangiafico

    Michael Mangiafico

    Internal WholesalerCRD 7322313

  • Lauren Hale

    Lauren Hale

    Senior DirectorCRD 5364663

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Boston, MA

Suffolk

Location

Boston, MA

Headquartered in Boston, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.

Metro area
Boston-Worcester-Providence, MA-RI-NH-CT
Region
Northeast
County
Suffolk
Address
280 Congress St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth