WEALTHHARBOR CAPITAL GROUP, LLC

RIASEC RegisteredEst. 2004

Total AUM

$335M

Discretionary

$299M

89% of AUM

Avg account

$895K

Accounts

374

Employees

Advisory reps

Firm details

Headquarters: METAIRIE, Louisiana
CRD number: 118614
Registered since: January 16, 2004
Website: www.wealthharbor.com
Custodians: PERSHING LLC, MG TRUST COMPANY, LLC
Fee structure: Percentage of AUM, Fixed Fees
Client types: Pension & Profit Sharing Plans55.81%
HNWI35.87%
Individuals5.27%
Corporations / Businesses1.71%
Charitable Organizations1.34%
Services: Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Wealthharbor Capital Group, LLC is an independent registered investment adviser organized as an LLC and SEC-registered since 2004. Ownership is held by an individual and the firm positions itself as a capital allocator for both individual/family and institutional clients. Compensation comes primarily through a percentage of assets under management and through fixed fees. The firm also functions as an other financial product salesperson and provides a mix of advisory services, including discretionary portfolio management for individuals, pooled vehicles and institutions, pension consulting services, and selection of other advisers. The firm is not an active ESG investor according to its snapshot. Wealthharbor is classified as an independent RIA and identifies as a capital allocator, suggesting it sources third-party managers in addition to running in-house strategies. The snapshot lists the firm as not a multi-state adviser, while its office footprint indicates multiple locations (see Location & Offices).