Regatta Research & Money Management L.L.C.
Firm details
- Headquarters
- Metairie, Louisiana
- CRD number
- 113181
- Registered since
- July 3, 2001
- Website
- www.regattaresearch.com
- Custodians
- NATIONAL FINANCIAL SERVICES LLC
- Fee structure
- Percentage of AUM
- Client types
- Individuals96%
- HNWI3.33%
- Corporations / Businesses0.67%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersPublication of PeriodicalsEducational Seminars / Workshops
Firm profile
FINTRXOverview
Regatta Research & Money Management L.L.C. is an independent, individual-owned RIA registered with the SEC since 2001. The firm acts as a capital allocator and serves both individual/family and institutional clients. Its advisory services emphasize fee-based portfolio management (charged as a percentage of AUM) and financial planning, and the firm also provides pension consulting, selection of other advisers, and educational publications and workshops. Regatta engages in other financial product sales and is not an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities63%
- Non-Exchange Traded Equities15%
- Investment Grade Corp Bonds8%
- Private Funds8%
- Cash & Cash Equivalents4%
Owners & executives
1 of 1
Deanna Richmond
Chief Compliance Officer and AdministratorCRD 7091379
Contacts
3 of 6Douglas Thompson
SalesCRD 6402838
Claudia Hayden
Financial AdvisorCRD 4185878
Andrew Pool
Investment Advisor RepresentativeCRD 4340564
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Metairie, LA
Jefferson
Location
Metairie, LA
Headquartered in Metairie, LA, anchoring the New Orleans-Metairie-Hammond, LA-MS metro in the South.
- Metro area
- New Orleans-Metairie-Hammond, LA-MS
- Region
- South
- County
- Jefferson
- Address
- 6620 Riverside Dr
- Time zone
- CT (UTC-6)
- Office locations
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