WEALTH FORWARD, LLC

RIASEC RegisteredEst. 2013
Total AUM
$228M
Discretionary
$213M
93% of AUM
Avg account
$217K
Accounts
1,052
Employees
2
Advisory reps
2

Firm details

Headquarters
FARGO, North Dakota
CRD number
159467
Registered since
April 15, 2013
Custodians
PERSHING LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI55.36%
  • Individuals40.38%
  • Pension & Profit Sharing Plans4.1%
  • Charitable Organizations0.16%
Services
Financial PlanningPortfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

Wealth Forward, LLC is an independent registered investment adviser organized as an LLC and SEC-registered since 2013. The firm serves both individual/family and institutional clients and offers a mix of financial planning, portfolio management for individuals and small businesses, and pension consulting among its advisory services. It also conducts insurance brokerage and accounting activities alongside its advisory practice. Fee arrangements include percentage-of-assets, hourly charges, and fixed fees. The firm is not positioned as a capital allocator and does not advertise ESG investing as an active focus.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 87%, Exchange Traded Equities 7%, US Government Bonds 3%, Cash & Cash Equivalents 3%87%
  • Public Funds/Mutual Funds87%
  • Exchange Traded Equities7%
  • US Government Bonds3%
  • Cash & Cash Equivalents3%

Owners & executives

1 of 1
  • STEPHANIE TERNES

    Client Relationship CoordinatorCRD 5198724

Contacts

1 of 1
  • RYAN BERG

    Owner / Financial AdvisorCRD 4718436

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 31

Active vs passive

$195M in ETFs

Passive

100%

$195M

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
SCHWAB FUNDAMENTAL US SMALL COMPANY ETF (FNDA)SchwabPassiveSmall Blend$19.2M592,2079.83%

Location

Primary office

FARGO, ND

CASS

Location

FARGO, ND

Headquartered in FARGO, ND, anchoring the Fargo-Wahpeton, ND-MN metro in the Midwest.

Metro area
Fargo-Wahpeton, ND-MN
Region
Midwest
County
CASS
Address
2632 47th St S
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth