FINANCIAL STRATEGIES GROUP

RIASEC RegisteredEst. 2006

Total AUM

$189M

Discretionary

$187M

99% of AUM

Avg account

$141K

Accounts

1,346

Employees

Advisory reps

Firm details

Headquarters: FARGO, North Dakota
CRD number: 122030
Registered since: December 1, 2006
Website: classicassetmanagement.com
Custodians: AXOS ADVISOR SERVICES, CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: Individuals63.96%
HNWI34.88%
Charitable Organizations1.11%
Corporations / Businesses0.04%
Services: Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Financial Strategies Group, LLC is an independent registered investment adviser that has been SEC-registered since 2006. The firm identifies as a capital allocator and serves individual and family clients, offering financial planning, portfolio management for individuals and small businesses, and selection of other advisers. Ownership is reported as a combination of a foreign entity and individual owners. Its fee model includes a percentage-of-assets component alongside hourly and fixed-fee billing options. The firm’s ADV indicates it does not characterize itself as an active ESG investor and is not listed as a multi-state adviser on its filing.