Wayne Financial LLC

Overview

Wayne Financial LLC is an independent registered investment adviser organized as an LLC and owned by an individual principal. The firm serves both high-net-worth individuals and families as well as institutional and business clients. Its advisory scope includes financial planning and discretionary portfolio management for individuals, small businesses, and larger business or institutional clients. Wayne Financial also operates as an insurance broker and charges fees on a percentage-of-AUM basis in addition to offering hourly billing for certain services. The firm does not present itself as an ESG-active manager, is not listed as a multi-state adviser, and does not act as a capital allocator or pension consultant according to its filings. Its investment and client-service model is primarily focused on traditional wealth-management and insurance solutions rather than institutional alternatives or outsourced CIO activity.

Assets & Accounts

Investments & Alternatives