BOZ & COMPANY LLC

Overview

BOZ & Company LLC is a small, independent registered investment adviser that focuses on direct portfolio management and financial planning for individual and family clients, along with a limited number of small businesses and institutional relationships. The firm runs a discretionary practice and leans toward equity-centered portfolios, using exchange-traded securities as its primary building blocks. Its fee arrangements include assets-under-management billing supplemented by hourly and fixed-fee engagements, which supports both ongoing portfolio oversight and project-based financial planning work. Investment activity is centered on liquid public markets—exchange-traded equities and ETFs—paired with access to third-party alternative managers where appropriate. The firm does not flag ESG as an active focus and is not registered as a multi-state adviser. Given its size, BOZ & Company tends to combine straightforward equity exposure for core allocations with selectively placed alternatives and income-generating instruments to meet client goals.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices