WAX Asset Management LLC

Overview

WAX Asset Management LLC is a small, fee-based registered investment adviser that focuses on portfolio management for individual and small-business clients. The firm concentrates on equity-oriented strategies, using exchange-traded equities and mutual funds as core building blocks. Its business model is straightforward: discretionary portfolio management billed as a percentage of assets under management. The adviser does not identify as an ESG investor and is organized to serve a primarily single-state client base rather than operating as a multi-state or institutional pension consultant. WAX’s investment approach leans toward liquid, publicly traded instruments rather than complex private market structures. Custody and trade execution are centralized through a single clearing/custody relationship, which supports streamlined reporting and operational control for its client accounts.

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Public Holdings

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Location & Offices