VAUBAN WEALTH MANAGEMENT

RIASEC RegisteredEst. 2019

Total AUM

$181M

Discretionary

$27.4M

15% of AUM

Avg account

$3.1M

Accounts

Employees

Advisory reps

Firm details

Headquarters: Guaynabo, PR
CRD number: 305222
Registered since: November 8, 2019
Fee structure: Percentage of AUM, Fixed Fees
Client types: HNWI91.63%
Individuals5.92%
Corporations / Businesses2.45%
Services: Portfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other AdvisersPublication of Periodicals

Firm profile

FINTRX

Overview

Vauban Wealth Management is a privately held advisory firm that has been SEC-registered since 2019 and operates as a capital allocator for both individuals/families and institutions. The firm offers fee-based advice using a mix of percentage-of-AUM and fixed-fee arrangements and provides portfolio management for individuals, small businesses and institutions. It also performs manager selection and publishes periodic newsletters, indicating a consultative and research-driven approach to client servicing. Investment activity is centered on public pooled vehicles for core exposure while supplementing portfolios with private-market and credit-oriented strategies. The firm is not positioned as an ESG-focused investor. Ownership is shared between an individual and a foreign entity, and Vauban maintains an industry affiliation with banking or thrift institutions, which can influence product access and due-diligence pipelines.