Wave Wealth Planning, LLC
RIASEC Registered
Total AUM
$15.9M
Discretionary
$15.9M
100% of AUM
Avg account
$80.7K
Accounts
197
Employees
1
Advisory reps
1
Firm details
- Headquarters
- ,
- CRD number
- 312185
- Website
- www.wavewealthplanning.com
- Custodians
- ALTRUIST FINANCIAL LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- Individuals56.99%
- HNWI42.39%
- Charitable Organizations0.62%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Wave Wealth Planning, LLC is an independent registered investment adviser organized as an LLC that serves individual and family clients. The firm provides financial planning and portfolio management for individuals, small businesses, and institutional/business clients. Its client billing includes a mix of asset-based fees, hourly charges, and fixed fees. Wave reports it is not an active ESG investor and does not position itself as a multi-state or pension consultant adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities73%
- Public Funds/Mutual Funds26%
- Cash & Cash Equivalents1%
Contacts
1 of 1
James Bowman
Founder & Financial PlannerCRD 6488916
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Primary office
, null
Location
, null
Headquartered in , null.
- Office locations
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