Warwick Group II, Inc.

RIASEC Registered
Total AUM
$370M
Discretionary
$0
0% of AUM
Avg account
$185M
Accounts
2
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
161549
Registered since
June 15, 2026
Fee structure
Percentage of AUM, Fixed Fees, Performance Based Fees
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Warwick Group II, Inc. is an institutional registered investment adviser structured as a corporation with individual ownership. The firm focuses on managing pooled investment vehicles rather than serving retail clients, and its client base is institutional. Its fee arrangements include percentage-of-AUM fees, fixed fees, and performance-based fees. Regulatory and operational notes in the snapshot indicate the firm is not an active ESG investor, is not a multi-state adviser, and is not positioned as a pension consultant or related adviser. Advisory activity centers on portfolio management for pooled investment vehicles.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Contacts

1 of 1
  • Mark Kozak

    Mark Kozak

    President and Managing PartnerCRD 6029644

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

, null

Location

, null

Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth