WARNKE/NICHOLS LTD.
Firm details
- Headquarters
- DELAFIELD, Wisconsin
- CRD number
- 112181
- Registered since
- February 18, 2014
- Website
- warnkenichols.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges
- Client types
- HNWI70.78%
- Individuals29.22%
- Services
- Portfolio Management for Individuals
Firm profile
FINTRXOverview
Warnke/Nichols Ltd. is a small, client-focused advisory firm that manages portfolios for individuals and small businesses. Registered as a corporation and operating since the mid-2010s, the firm charges a mix of percentage-of-AUM fees and hourly fees. Its stated advisory activity centers on discretionary portfolio management, with a clear tilt toward liquid, exchange-traded equity exposure as the primary vehicle for client portfolios. The firm does not identify itself as an active ESG investor and reports a single-state registration profile.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities50%
- Public Funds/Mutual Funds34%
- Cash & Cash Equivalents7%
- US Government Bonds6%
- State & Local Bonds2%
Owners & executives
1 of 1STEVEN NICHOLS
President and Chief Compliance OfficerCRD 2006460
Contacts
2 of 2WILLIAM WARNKE
Co-Owner and Co-FounderCRD 4398470
ANDY RAMER
Research AnalystCRD 5125831
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
DELAFIELD, WI
WAUKESHA
Location
DELAFIELD, WI
Headquartered in DELAFIELD, WI, anchoring the Milwaukee-Racine-Waukesha, WI metro in the Midwest.
- Metro area
- Milwaukee-Racine-Waukesha, WI
- Region
- Midwest
- County
- WAUKESHA
- Address
- 440 Wells St
- Time zone
- CT (UTC-6)
- Office locations
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