Walsh & Associates, LLC
Firm details
- Headquarters
- Sarasota, Florida
- CRD number
- 144441
- Registered since
- February 19, 2013
- Website
- www.walshandassociates.com
- Custodians
- LPL FINANCIAL LLC
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI74.37%
- Individuals23.17%
- Pension & Profit Sharing Plans1.84%
- Corporations / Businesses0.51%
- Charitable Organizations0.11%
- Services
- Financial PlanningPortfolio Management for IndividualsPension Consulting
Firm profile
FINTRXOverview
Walsh & Associates, LLC is an independent, individual-owned registered investment adviser that has been SEC-registered since 2013. The firm combines advisory work with insurance-brokerage activity, serving both individual and family clients as well as institutional relationships. Core advisory services include financial planning, portfolio management for individuals and small businesses, and pension consulting. Compensation comes through a mix of percentage-of-assets and fixed-fee arrangements. The firm does not characterize itself as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds97%
- Exchange Traded Equities1%
- Cash & Cash Equivalents1%
Owners & executives
1 of 1
Joseph Walsh
CEO and Wealth AdvisorCRD 1477994
Contacts
3 of 8
Taylor Gilchrist
Client Relationship ManagerCRD 7187220
Michael Walsh
Wealth AdvisorCRD 5160655
Joseph Walsh
Wealth AdvisorCRD 4630974
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 139Active vs passive
$152M in ETFs
87%
$133M
12%
$19.2M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES RUSSELL 1000 GROWTH ETF (IWF) | BlackRock | Passive | Large Growth | $17M | 136,802 | 11.16% |
Location
Sarasota, FL
Sarasota
Location
Sarasota, FL
Headquartered in Sarasota, FL, anchoring the North Port-Sarasota, FL metro in the South.
- Metro area
- North Port-Sarasota, FL
- Region
- South
- County
- Sarasota
- Address
- 2350 Fruitville Rd
- Time zone
- ET (UTC-5)
- Office locations
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