Investment Advisory Group LLC
Firm details
- Headquarters
- Sarasota, Florida
- CRD number
- 109445
- Registered since
- December 3, 1999
- Website
- iagadvisors.com
- Custodians
- FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI51.3%
- Individuals48.59%
- Charitable Organizations0.1%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers
Firm profile
FINTRXOverview
Investment Advisory Group LLC is an independent, SEC-registered registered investment adviser that has operated since 1999 as a limited liability company under individual ownership. The firm serves individuals and families and positions itself as a capital allocator, combining fee models (percentage of assets under management, hourly and fixed fees) with advice-driven services. Its advisory scope centers on financial planning, discretionary portfolio management for individuals and small businesses, and the selection of outside advisers. The firm does not describe itself as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds51%
- Exchange Traded Equities31%
- Cash & Cash Equivalents12%
- State & Local Bonds4%
- Investment Grade Corp Bonds2%
Owners & executives
1 of 1
Jay Richards
Managing Partner and Chief Compliance OfficerCRD 1689554
Contacts
3 of 4
Keith Whitt
PresidentCRD 5111717
Theodore Ciolkosz
Registered PrincipalCRD 4535957
Paul Reardon
AssociateCRD 2149952
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 153Active vs passive
$398M in ETFs
63%
$251M
28%
$147M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD GROWTH INDEX FUND (VUG) | Vanguard | Passive | Large Growth | $34M | 394,770 | 8.53% |
Location
Sarasota, FL
Sarasota
Location
Sarasota, FL
Headquartered in Sarasota, FL, anchoring the North Port-Sarasota, FL metro in the South.
- Metro area
- North Port-Sarasota, FL
- Region
- South
- County
- Sarasota
- Address
- 1343 Main St
- Time zone
- ET (UTC-5)
- Office locations
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