Walleye Trading LLC

Broker-DealerFINRA MemberEst. 2005

Total AUM

—

Advisory reps

33

Avg account

$0

Firm details

Headquarters: Wayzata, Minnesota
CRD number: 136196
Registered since: August 25, 2005
Website: walleyecapital.com

Firm profile

FINTRX

Overview

Walleye Trading LLC is an SEC-registered limited liability company that appears to operate primarily as a trading entity rather than a traditional retail advisory firm. The firm has been registered with the SEC since 2005 and is owned as a domestic entity with individual ownership. Its regulatory profile is listed as unclassified; it does not identify as a capital allocator, is not labeled an active ESG investor, is not a multi-state adviser, and is not described as a pension consultant or related adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Owners & executives

3 of 3

William England
CEO and Chief Investment OfficerCRD 6210716
David Dicenso
Chief Compliance OfficerCRD 1538474
Khalid Essafi
Deputy Chief Compliance OfficerCRD 7148450

Contacts

3 of 30

Brett Schroder
Head TraderCRD 2776114
Caleb Epstein
Head Of EngineeringCRD 3119168
Hans Sandbo
Risk ManagerCRD 4220748

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Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

ETF holdings

1 of 66

Active vs passive

$1.3B in ETFs

Passive

98%

$1.3B

Active

<1%

$20.4M

ETF	Provider	Style	Category	Value	Shares	% of portfolio
SPDR S&P 500 ETF TRUST (SPY)	State Street	Passive	Large Blend	$313M	418,536	24.57%

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Primary office

Wayzata, MN

Hennepin

Location

Wayzata, MN

Headquartered in Wayzata, MN, anchoring the Minneapolis-St. Paul, MN-WI metro in the Midwest.

Metro area: Minneapolis-St. Paul, MN-WI
Region: Midwest
County: Hennepin
Address: 401 Lake St E
Time zone: CT (UTC-6)
Office locations

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