W. Swartz & Co, LLC
Firm details
- Headquarters
- ,
- CRD number
- 256786
- Website
- www.wswartz.com
- Custodians
- TRADEPMR BY ROBINHOOD
- Fee structure
- Percentage of AUM
- Client types
- HNWI85.05%
- Individuals14.95%
- Services
- Portfolio Management for Individuals
Firm profile
FINTRXOverview
W. Swartz & Co, LLC is a small, privately owned investment adviser organized as an LLC that focuses on discretionary portfolio management for individual and family clients and small businesses. The firm charges fees based on a percentage of assets under management and reports an owner-type of “individual.” It does not identify as an active ESG investor, is not a multi-state adviser, and is not positioned as a capital allocator or pension consultant. The firm also lists an affiliation with an insurance company.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities97%
- US Government Bonds1%
- State & Local Bonds1%
- Cash & Cash Equivalents1%
Contacts
2 of 2
Wyatt Swartz
Financial AdvisorCRD 5816402
Joseph Scherer
Financial ConsultantCRD 5836528
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
, null
Location
, null
Headquartered in , null.
- Office locations
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