W. Swartz & Co, LLC

Overview

W. Swartz & Co, LLC is an independent, owner-operated registered investment adviser that focuses on fee-based portfolio management and financial planning for individuals and small businesses. The firm manages client portfolios on a discretionary basis and shows a clear preference for equity exposure, allocating the vast majority of its assets to exchange-traded equities. Services are delivered under a percentage-of-AUM fee model, and the firm reports ties to an insurance company as an industry affiliation. W. Swartz & Co, LLC is not positioned as an ESG-focused adviser, does not operate as a multi-state adviser, and is not structured as a capital allocator.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices