W.A. Griffin Financial Services Inc.

Overview

W.A. Griffin Financial Services Inc. is a small, independent registered investment adviser operating as a corporation under individual ownership. The firm focuses on financial planning and portfolio management for individuals, families and small businesses, with a client mix that also includes institutional relationships. Investment activity is centered on pooled public funds and mutual funds as the primary building blocks for client portfolios rather than running proprietary strategies or private capital programs. The firm does not present itself as a capital allocator and notes it is not an active ESG investor. Fees are charged through a mix of percentage-of-AUM, hourly rates and fixed fees, reflecting flexibility to serve both ongoing wealth-management relationships and one-off planning engagements. All managed assets are reported as discretionary, indicating portfolio decisions are made under client-granted discretionary authority.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices