VITAL WEALTH MANAGEMENT, LLC

RIASEC RegisteredEst. 2014

Total AUM

$301M

Discretionary

$287M

96% of AUM

Avg account

$386K

Accounts

780

Employees

Advisory reps

Firm details

Headquarters: ROSEMONT, Illinois
CRD number: 156455
Registered since: January 31, 2014
Website: www.vitalwealthmgmt.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Commissions, Other
Client types: HNWI66.1%
Individuals19.13%
State / Municipal Government8.58%
Pension & Profit Sharing Plans6.2%
Services: Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Vital Wealth Management, LLC is an independent, individual-owned registered investment adviser that began SEC registration in 2014. The firm serves both individual and family clients as well as some institutional relationships, combining fee-based portfolio management and financial planning with insurance brokerage services. Its billing mixes a percentage-of-AUM fee with commission and other revenue lines. Vital does not identify as an active ESG investor, is not a multi-state adviser, and is not structured as a capital allocator. The firm’s advisory work focuses on financial planning and portfolio management for individuals and small businesses rather than large-scale institutional consulting. Vital was listed among FA Magazine’s Top RIA Firms in 2020.