EMC CAPITAL ADVISORS, LLC

RIASEC RegisteredEst. 2013
Total AUM
$305M
Discretionary
$305M
100% of AUM
Avg account
$305M
Accounts
1
Employees
5
Advisory reps
5

Firm details

Headquarters
BANNOCKBURN, Illinois
CRD number
169296
Registered since
November 7, 2013
Fee structure
Percentage of AUM
Client types
  • Investment Companies100%
Services
Portfolio Management for Investment Companies

Firm profile

FINTRX

Overview

EMC Capital Advisors, LLC is a small, SEC-registered investment adviser formed as an LLC in 2013 that serves institutional clients on a percentage-of-AUM fee model. The firm’s stated roles include acting as a commodity pool operator or commodity trading advisor and providing portfolio management for investment companies. Corporate activities and affiliations list sponsor/GP/managing member responsibilities for pooled investment vehicles and connections to broker-dealers and other investment advisers, indicating the firm runs or oversees collective investment structures as part of its business model. Regulatory and operating attributes in the snapshot show EMC Capital Advisors is not a multi-state adviser, is not positioned as a capital allocator, and does not identify as an active ESG investor. Ownership is recorded as a domestic entity/individual structure and the firm is oriented toward institutional mandates rather than retail relationships.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

2 of 2
  • ROBIN GERTH

    Chief Financial OfficerCRD 1700773

  • JOHN KRAUTSACK

    Chairman and Chief Executive OfficerCRD 2088370

Contacts

3 of 3
  • BRIAN PROCTOR

    Managing DirectorCRD 1826080

  • DAVID POLLI

    Managing Director, ResearchCRD 6303285

  • DAVID KAVANAGH

    President & FounderCRD 715753

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

BANNOCKBURN, IL

LAKE

Location

BANNOCKBURN, IL

Headquartered in BANNOCKBURN, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
LAKE
Address
2201 Waukegan Rd
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth