VISTA FINANCIAL SERVICES LLC

RIASEC Registered
Total AUM
$19.9M
Discretionary
$19.9M
100% of AUM
Avg account
$443K
Accounts
45
Employees
1
Advisory reps
1

Firm details

Headquarters
ALPHA, New Jersey
CRD number
165722
Custodians
INTERACTIVE BROKERS LLC
Fee structure
Percentage of AUM
Client types
  • HNWI80.69%
  • Individuals19.31%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Vista Financial Services LLC is a limited liability company that focuses on providing portfolio management services primarily for individuals and small businesses. The firm operates with a fee structure based on a percentage of assets under management (AUM). While it does not engage in active ESG investing or serve as a pension consultant, Vista Financial Services has carved out a niche in managing discretionary accounts for its clients. The firm does not allocate capital to external fund managers but does utilize mutual funds as part of its investment strategy.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 54%, Public Funds/Mutual Funds 43%, Cash & Cash Equivalents 2%, Derivatives 1%54%
  • Exchange Traded Equities54%
  • Public Funds/Mutual Funds43%
  • Cash & Cash Equivalents2%
  • Derivatives1%

Contacts

1 of 1
  • MATTHEW SHERIDAN

    Managing member & Financial AdvisorCRD 5753324

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

ALPHA, NJ

WARREN

Location

ALPHA, NJ

Headquartered in ALPHA, NJ, in the Northeast of the United States.

Region
Northeast
County
WARREN
Address
1425 3rd Ave
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth