CONSTANTIA CAPITAL LLC

RIASEC Registered
Total AUM
$18.7M
Discretionary
$18.7M
100% of AUM
Avg account
$424K
Accounts
44
Employees
2
Advisory reps
2

Firm details

Headquarters
LAWRENCEVILLE, New Jersey
CRD number
167095
Custodians
INTERACTIVE BROKERS LLC
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • HNWI99.77%
  • Individuals0.23%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Constantia Capital LLC is a small, equity-tilted registered investment adviser that focuses on portfolio management for individual and small-business clients. The firm runs discretionary portfolios with a clear preference for publicly traded equities, while also positioning client allocations to access alternative managers when appropriate. Fee arrangements include both a percentage-of-AUM component and performance-based fees, which suggests the firm is willing to use outcome-oriented strategies and to align compensation with investment performance for certain client relationships. The firm identifies as an active ESG investor, indicating ESG factors are incorporated into security selection or manager due diligence where applicable. Client relationships appear direct and concentrated — the adviser manages a compact book of business and emphasizes tailored portfolio management rather than large-scale institutional advisory mandates.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 83%, Public Funds/Mutual Funds 12%, US Government Bonds 3%, Cash & Cash Equivalents 2%83%
  • Exchange Traded Equities83%
  • Public Funds/Mutual Funds12%
  • US Government Bonds3%
  • Cash & Cash Equivalents2%

Owners & executives

1 of 1
  • PHILLIP FINE

    Chief Operating OfficerCRD 5182758

Contacts

1 of 1
  • HARVEY FRAM

    Founder and Portfolio ManagerCRD 2154776

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

LAWRENCEVILLE, NJ

MERCER

Location

LAWRENCEVILLE, NJ

Headquartered in LAWRENCEVILLE, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
MERCER
Address
17 Hendrickson Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth