VISION RETIREMENT

RIASEC RegisteredEst. 2022
Total AUM
$634M
Discretionary
$602M
95% of AUM
Avg account
$323K
Accounts
1,965
Employees
13
Advisory reps
7

Firm details

Headquarters
RIDGEWOOD, New Jersey
CRD number
173064
Registered since
September 8, 2022
Custodians
LPL FINANCIAL LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees, Other
Client types
  • HNWI79.6%
  • Individuals18.99%
  • Corporations / Businesses1.1%
  • Pension & Profit Sharing Plans0.18%
  • Charitable Organizations0.13%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Vision Retirement is an independent, SEC-registered RIA organized as a limited liability company and owned by an individual. The adviser provides financial planning and portfolio management services primarily for individuals, families and small businesses, and it serves a mix of individual/family and institutional clients. Its fee arrangements include AUM-based fees as well as hourly and fixed-fee engagements. Vision Retirement does not operate as a capital allocator, is not an active ESG investor, and is not designated as a multistate adviser. The firm uses third-party relationships for alternative strategies rather than operating in-house managers, and it lists an accounting professional among its industry affiliations. Vision Retirement began SEC registration in 2022.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 64%, Exchange Traded Equities 30%, US Government Bonds 2%, Cash & Cash Equivalents 2%, State & Local Bonds 1%, Private Funds 1%64%
  • Public Funds/Mutual Funds64%
  • Exchange Traded Equities30%
  • US Government Bonds2%
  • Cash & Cash Equivalents2%
  • State & Local Bonds1%

Owners & executives

1 of 1
  • PAUL MULLER

    Founder and CEOCRD 2729766

Contacts

3 of 6
  • KEVIN LEEDS

    PrincipalCRD 3270436

  • Nicholas Taber

    Associate, Financial AdvisorCRD 7006691

  • ANTHONY PASSERINO

    Financial AdvisorCRD 2759051

Unlock 3 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 277

Active vs passive

$186M in ETFs

Passive

88%

$163M

Active

4%

$23.1M

ETFProviderStyleCategoryValueShares% of portfolio
INVESCO QQQ TRUST SERIES 1 (QQQ)InvescoPassiveLarge Growth$49.7M86,03826.64%

Location

Primary office

RIDGEWOOD, NJ

BERGEN

Location

RIDGEWOOD, NJ

Headquartered in RIDGEWOOD, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
BERGEN
Address
171 E Ridgewood Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth