Vaughan And Company Securities, Inc.

Overview

Vaughan And Company Securities, Inc. is an independent registered investment adviser that began SEC registration in 2020. The firm is organized as a corporation and is owned by a combination of a domestic entity and an individual. It identifies as a capital allocator and serves both individual/family and institutional clients. Its advisory menu includes financial planning, portfolio management for individuals and small businesses, selection of other advisers, and pension consulting services, although it is not classified as a pension consultant. Commercial activity also includes acting as a salesperson for other financial products. Fee arrangements are mixed: percentage-of-AUM billing is used alongside fixed fees, performance-based fees and other fee types. The firm does not describe itself as an active ESG investor and is not registered as a multistate adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives