Vaughan and Company Securities, Inc.

RIASEC Registered

Total AUM

$219M

Discretionary

$216M

99% of AUM

Avg account

$402K

Accounts

544

Employees

Advisory reps

Firm details

Headquarters: Ridgewood, New Jersey
CRD number: 18826
Registered since: May 15, 2020
Website: vaughanandco.com
Custodians: FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure: Percentage of AUM, Fixed Fees, Performance Based Fees, Other
Client types: HNWI81.95%
Individuals17.88%
Corporations / Businesses0.09%
Pension & Profit Sharing Plans0.07%
Services: Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Vaughan and Company Securities, Inc. is an independent registered investment adviser and capital allocator that provides portfolio management and financial planning to individuals, families and institutions. The firm is SEC-registered (2020) and reports offering a mix of fee arrangements (percentage of AUM, fixed fees and performance-based fees). Advisory services listed include financial planning, portfolio management for individuals and small businesses, pension consulting services and the selection of other advisers. Vaughan and Company identifies as a non-ESG investor and also performs other financial product sales activities.