Vima, LLC

RIASEC RegisteredEst. 2023
Total AUM
$229M
Discretionary
$229M
100% of AUM
Avg account
$194K
Accounts
1,181
Employees
13
Advisory reps
12

Firm details

Headquarters
Troy, Michigan
CRD number
148833
Registered since
November 27, 2023
Website
www.vimawealth.com
Custodians
PERSHING LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • Individuals76.49%
  • HNWI23.51%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Vima, LLC is an independent registered investment adviser organized as an LLC and registered with the SEC in 2023. The firm serves individuals and families, combining financial planning and portfolio management for individual and small-business clients with licensed insurance brokerage services. Ownership is held by an individual, and the firm charges clients via a mix of AUM-based fees, hourly engagements, and fixed-fee arrangements. Investment activity is focused on public markets using mutual funds and ETFs as the primary building blocks, with supplemental allocations to third-party alternatives. Vima does not identify as an active ESG investor, is not structured as a multi-state adviser, and does not act as a capital allocator or pension consultant.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 51%, Exchange Traded Equities 29%, Other 13%, Cash & Cash Equivalents 4%, Private Funds 2%, US Government Bonds 1%51%
  • Public Funds/Mutual Funds51%
  • Exchange Traded Equities29%
  • Other13%
  • Cash & Cash Equivalents4%
  • Private Funds2%

Contacts

3 of 12
  • Matthew Doering

    Matthew Doering

    Senior Financial AdvisorCRD 2466065

  • Michael Mazzola

    Michael Mazzola

    Founding PartnerCRD 4194372

  • Natalie Snyder

    Natalie Snyder

    Vice President, OperationsCRD 7914362

Unlock 9 more contacts →

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 232

Active vs passive

$63.8M in ETFs

Passive

47%

$30.2M

Active

41%

$33.6M

ETFProviderStyleCategoryValueShares% of portfolio
PIMCO ENHANCED SHORT MATURITY ACTIVE EXCHANGE-TRADED FUND (MINT)PIMCOActiveUltrashort Bond$5M50,0017.90%
Unlock additional holdings →

Location

Primary office

Troy, MI

Oakland

Location

Troy, MI

Headquartered in Troy, MI, anchoring the Detroit-Warren-Ann Arbor, MI metro in the Midwest.

Metro area
Detroit-Warren-Ann Arbor, MI
Region
Midwest
County
Oakland
Address
46 E Square Lake Rd
Time zone
ET (UTC-5)
Office locations

Similar firms

Spectrum Financial Resources

RIA

Troy, MI

AUM $235MTEAM 6REPS 6

J2 Capital Management, Inc.

RIA

Troy, MI

AUM $196MTEAM 3REPS 3

Firstmetric

RIA

Troy, MI

AUM $272MTEAM 1REPS 1

Miller Capital

RIA

Troy, MI

AUM $312MTEAM 5REPS 2

Confidential Management Advisors, Inc.

RIA

Troy, MI

AUM $162MTEAM 1REPS 1

City Center Advisors, LLC

RIA

Troy, MI

AUM $160MTEAM 7REPS 7
More RIAs in Troy →All Michigan RIAs →