VIMA, LLC

RIASEC RegisteredEst. 2023
Total AUM
$229M
Discretionary
$229M
100% of AUM
Avg account
$194K
Accounts
1,181
Employees
13
Advisory reps
12

Firm details

Headquarters
TROY, Michigan
CRD number
148833
Registered since
November 27, 2023
Custodians
PERSHING LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • Individuals76.49%
  • HNWI23.51%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Vima, LLC is an independent registered investment adviser organized as an LLC and SEC-registered in 2023. Owned individually, the firm focuses on serving individuals and families, providing financial planning and portfolio management for individuals and small businesses while also operating as an insurance broker. Its fee arrangements include percentage-of-AUM billing alongside hourly and fixed fees. Vima is not an ESG-active adviser, is not registered as a multi-state adviser, and does not act as a pension consultant or related adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 51%, Exchange Traded Equities 29%, Other 13%, Cash & Cash Equivalents 4%, Private Funds 2%, US Government Bonds 1%51%
  • Public Funds/Mutual Funds51%
  • Exchange Traded Equities29%
  • Other13%
  • Cash & Cash Equivalents4%
  • Private Funds2%

Contacts

3 of 12
  • Matthew Doering

    Senior Financial AdvisorCRD 2466065

  • MICHAEL MAZZOLA

    Founding PartnerCRD 4194372

  • Natalie Snyder

    Vice President, OperationsCRD 7914362

Unlock 9 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 43

Active vs passive

$32.7M in ETFs

Passive

54%

$17.6M

Active

41%

$15.1M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES 20+ YEAR TREASURY BOND ETF (TLT)BlackRockPassiveLong Government$2.8M28,5508.58%

Location

Primary office

TROY, MI

OAKLAND

Location

TROY, MI

Headquartered in TROY, MI, anchoring the Detroit-Warren-Ann Arbor, MI metro in the Midwest.

Metro area
Detroit-Warren-Ann Arbor, MI
Region
Midwest
County
OAKLAND
Address
46 E Square Lake Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth