Vestgen Securities

Broker-DealerFINRA MemberEst. 2026
Total AUM
—
Advisory reps
1
Avg account
$0

Firm details

Headquarters
Chicago, Illinois
CRD number
333860
Registered since
June 25, 2026

Firm profile

FINTRX

Overview

Vestgen Securities is organized as a limited liability company and is recorded as having registered with the SEC in 2026. Ownership is listed as a mix of a domestic entity and an individual. The firm’s regulatory classification is unclassified in the source data. The profile flags several negative indicators rather than affirmative business lines: it is not identified as a capital allocator, does not present itself as an active ESG investor, is not a multi-state adviser, is not categorized as a newly formed adviser, and is not listed as a pension consultant or related adviser. The dataset does not provide descriptions of client segments, fee schedules, advisory activities, or other business lines.

Assets & Accounts

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Timothy Woods

    Timothy Woods

    Chief Legal & Compliance OfficerCRD 4428777

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Chicago, IL

Cook

Location

Chicago, IL

Headquartered in Chicago, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
Cook
Address
1 N Franklin St
Time zone
CT (UTC-6)
Office locations

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