Vested Financial Planning, LLC

RIASEC RegisteredEst. 2024
Total AUM
$157M
Discretionary
$157M
100% of AUM
Avg account
$465K
Accounts
338
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
296970
Registered since
March 22, 2024
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI100%
Services
Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Vested Financial Planning, LLC is an independent, SEC-registered registered investment adviser that provides financial planning and portfolio management primarily to individuals and families. The firm lists financial planning, portfolio management for individuals and small businesses, and the selection of other advisers among its advisory activities. It operates as a capital allocator, meaning it sources third-party managers and products on behalf of clients. Fee arrangements include a percentage of AUM alongside hourly and fixed-fee engagement options. The firm does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 93%, Exchange Traded Equities 4%, Cash & Cash Equivalents 3%93%
  • Public Funds/Mutual Funds93%
  • Exchange Traded Equities4%
  • Cash & Cash Equivalents3%

Contacts

1 of 1
  • Thomas Lo

    Thomas Lo

    Financial PlanningCRD 6021385

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 27

Active vs passive

$138M in ETFs

Passive

39%

$54.1M

Active

61%

$83.5M

ETFProviderStyleCategoryValueShares% of portfolio
DIMENSIONAL US CORE EQUITY 2 ETF (DFAC)DimensionalActiveLarge Blend$38.1M980,91227.71%

Location

Primary office

, null

Location

, null

Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth