Vested Finance

RIASEC RegisteredEst. 2018
Total AUM
Avg account
$0
Accounts
0
Employees
60
Advisory reps
3

Firm details

Headquarters
Durham, North Carolina
CRD number
299272
Registered since
December 13, 2018
Fee structure
Percentage of AUM, Fixed Fees, Commissions
Services
Portfolio Management for Pooled Investment VehiclesSelection of Other Advisers

Firm profile

FINTRX

Overview

Vested Finance is organized as a corporation that functions primarily as a private equity fund sponsor and broker‑dealer. The firm registered with the SEC in 2018 and is owned through a mix of a domestic entity and an individual. Its business model centers on pooled investment vehicles: Vested Finance acts as a general partner or managing member for private funds, provides portfolio management for those pooled vehicles, and also performs selection of other advisers. Fee arrangements reported include percentage of AUM, fixed fees, and commissions. The firm does not identify itself as an active ESG investor and is not designated as a multi‑state adviser.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 3
  • Sanjay Sood

    Sanjay Sood

    Chief Finance OfficerCRD 7645790

  • Viram Shah

    Viram Shah

    Co-Founder and CEOCRD 7031331

  • Scott Brody

    Scott Brody

    Chief Compliance OfficerCRD 2890610

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Durham, NC

Durham

Location

Durham, NC

Headquartered in Durham, NC, anchoring the Raleigh-Durham-Cary, NC metro in the South.

Metro area
Raleigh-Durham-Cary, NC
Region
South
County
Durham
Address
110 Swift Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth