BROOKS FINANCIAL OF NORTH CAROLINA, LLC

Overview

Brooks Financial of North Carolina, LLC is a small, independent advisory firm organized as an LLC that serves primarily individual and family clients as well as some institutional relationships. The firm focuses on financial planning and portfolio management for individuals and small businesses and also operates as an insurance broker. Its fee model is flexible—combining asset-based fees with hourly and fixed-fee engagements—which supports both ongoing advisory relationships and project-based planning work. On the investment side, Brooks Financial leans toward equity exposure. The firm manages client assets on a non-discretionary basis, meaning clients retain final trade authorization while the adviser provides recommendations, model allocations and planning-driven guidance. It does not position itself as an ESG-focused allocator and is not structured as a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices