Based Capital Wealth LLC
Firm details
- Headquarters
- Durham, North Carolina
- CRD number
- 333173
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI79.07%
- Individuals20.93%
- Services
- Portfolio Management for Individuals
Firm profile
FINTRXOverview
Based Capital Wealth LLC is a small, owner-operated advisory firm that serves individual and family clients, with a stated advisory focus on portfolio management for individuals and small businesses. The firm charges fees as a percentage of assets under management and also uses fixed-fee arrangements. It does not identify as an ESG investor, does not operate as a multi-state adviser, and is not positioned as a capital allocator or pension consultant.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Non-Exchange Traded Equities68%
- Exchange Traded Equities30%
- US Government Bonds1%
- Investment Grade Corp Bonds1%
Owners & executives
1 of 1
Malachy Joyce
Managing Member And Chief Compliance OfficerCRD 2804494
Contacts
1 of 1
Mathew Richard
Investment Adviser RepresentativeCRD 8022459
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Durham, NC
Durham
Location
Durham, NC
Headquartered in Durham, NC, anchoring the Raleigh-Durham-Cary, NC metro in the South.
- Metro area
- Raleigh-Durham-Cary, NC
- Region
- South
- County
- Durham
- Address
- 4819 Emperor Blvd
- Time zone
- ET (UTC-5)
- Office locations
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